POSITION SUMMARY
The CCO is responsible for overseeing and administering the firm’s compliance program, ensuring adherence to SEC, FINRA, and other regulatory requirements. This role ensures the firm’s operations and staff remain compliant with applicable laws, and that the necessary policies, procedures, and training are in place to mitigate risk and promote a compliant culture.
The ideal candidate will demonstrate strong analytical skills, a commitment to excellent client service, and dedication to proactively developing policies that mitigate risk to clients, employees, and the firm. He or she will be part of maintaining a robust compliance program and partnering with leadership to build a scalable infrastructure to support continued growth of the firm.
Cassaday & Company, Inc. manages over $6 billion in assets for over 3,700 households.
Since its inception in 1993, Cassaday & Company has been recognized for employee development, community service, as a best place to work, as one of the fastest growing companies in the country, and as one of the top wealth advisors in the United States by outlets such as Barron's Forbes, Inc. 5000, Investment News, Financial Times, Washingtonian, and more.
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